25 Sutton Place South, 6F
New York, NY 10017
(212) 421-1965
Fax: (212) 755-1378


  Law Offices of Lewis D. Lowenfels

Lewis D. Lowenfels, Esq.



Born in 1935, New York City
Married with two children

Harvard College - 1957
     Phi Beta Kappa, Magna Cum Laude
     Varsity Basketball at Harvard College
Harvard Law School - 1961

"Lewis Lowenfels is
one of the best
securities lawyers
in the business."

 - Forbes Magazine

Practicing Attorney Admitted to Bar, New York - 1961
Practicing corporate securities attorney for over 40 years, concentrating in corporate and securities law with the New York law firm of Tolins & Lowenfels.

Represents investment banking firms and many prominent Wall Street individuals in all facets of their businesses, including public offerings, private placements, investigations, disciplinary proceedings, and arbitrations.

Represents customers in actions against brokerage firms with respect to purchases of securities.

Represents listed, over-the-counter, and private companies in fulfilling their reporting requirements and in connection with public offerings, private placements, mergers, and acquisitions.

Served as Special Counsel to the American Stock Exchange in past years in connection with getting the Options Program adopted; and in connection with NASD merger. 

Represented the American Stock Exchange Specialists Association and the American Stock Exchange Floor Brokers Association.  Represented many of the Specialists' Units on the American Stock Exchange Floor.
Lecturer in Law
Practising Law Institute

American Bar Association

Southwestern Legal Foundation

University of Minnesota

Federal Bar Association
Media Appearances


National Public Radio

Quoted in Forbes Magazine, The New York Times, The Los Angeles Times, and The Wall Street Journal
Professional Listings
Who's Who in the World

Who's Who in America

Who's Who in American Law

American Bar Association

New York State Bar Association

"av" rated (highest rating) in Martindale-Hubbell Law Directory

Adjunct Professor of Law, Seton Hall University Law School

Public Governor of the American Stock Exchange - 1993 to 1996
Co-author of the seven-volume legal treatise

Bromberg & Lowenfels
on Securities Fraud
This treatise on securities fraud is considered the standard work in the field and has been cited regularly by the Supreme Court and lower federal courts for 25 years.

Authored many articles dealing with corporate and securities law.  These works have been quoted and cited hundreds of times over the years by the United States Supreme Court, the United States circuit and district courts, and are currently utilized in reference works in major law firms .

Click here for a full list of articles
by Lewis Lowenfels.

Expert Witness
National Association of Securities Dealers, Inc.

Federal Court
Other Activities
American Bar Association, Member, Committee on Federal Regulation of Securities, 1978-present

New York State Bar Association, 1978-present

New York County Lawyers Association, Member,
Committee on Securities and Exchanges, 1974-present